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Vol. 53, No. 8, August 2007, pp.1318 - 1325 Copyright © 2007 by The College of Family Physicians of Canada
Factors that influence engagement in collaborative practiceHow 8 health professionals became advocatesCarol P. Herbert, MD CCFP FCFPProfessor of Family Medicine and is Dean of the University of Western Ontarios Schulich School of Medicine & Dentistry
Lesley Bainbridge, BSR(PT) MEd
Julia Bickford, MA
Susan Baptiste, OT MHSc PhD
Susan Brajtman, RN PhD
Trish Dryden, RMT MEd
Pippa Hall, MD CCFP MEd FCFP
Cathy Risdon, MD CCFP FCFP
Patricia Solomon, PT PhD
Correspondence to: Julia Bickford, Health Sciences, University of Western Ontario, 208 Arthur and Sonia Labatt Health Sciences Bldg, London, ON N6A 5B9; telephone 519 661-2111, extension 82218; e-mail jmarti73{at}uwo.ca Collaborative practice "involves the continuous interaction of two or more professionals or disciplines, organized into a common effort, to solve or explore common issues with the best possible participation of the patient."1 Much has already been written about the challenges and advantages of collaborative practice in primary care,2,3 mental health care,4 and palliative care,5 and of its role in medical education.6 The overall purpose of this study was to generate hypotheses regarding factors that might influence engagement in collaborative practice, with a view to further research and possible trials of interventions. Rather than looking at how to practise collaboratively, this study looks at some of the factors that influence why people choose to practise in a collaborative way. While the primary objective of the study was to explore the characteristics and experiences of self-identified experts in collaborative practice through interviews, the use of narratives provided a deeper understanding of the characteristics and experiences that influenced participants careers. Narratives help us make sense of the world around us, and through the telling and re-telling of stories, we construct particular representations of reality. As Riessman and Quinney7 point out, it is important to understand the concept of narrative: "all talk and text are not narrative." Two key components of narratives distinguish them from other forms of discourse: sequence and consequence. Sequence refers to the order in which particular events are described in a narrative. The narrator chooses which parts of an experience to highlight, what to describe, and what to leave out of the telling. Thus, a plot is constructed and situated in space and time. In addition, events are connected in a particular order through the telling of a story so that a particular outcome or consequence is emphasized.8
This exploratory qualitative study emerged from a national meeting to set a research agenda for Interprofessional Education for Collaborative Patient-Centred Practice (IECPCP) in 2006 when a group of 6 health professionals expressed an interest in creating a research project by interviewing each other to determine how each of them had become leaders and advocates for collaborative practice. Two additional professionals were added to round out the mix of health professions represented. Thus, a total of 8 information-rich informants who considered themselves to be experts in collaborative care were recruited: 2 physiotherapists, 3 family physicians, 1 nurse, 1 occupational therapist, and 1 massage therapist. All were female. The mean number of years in profession was 29.5 with a range from 13 to 41 years. Participant demographics are outlined in Table 1.
Data collection The semistructured interview guide was prepared by one member of the research team and was reviewed and revised by team members. The interview guide was tested by one dyad, and minor changes were made based on the feedback. All participants were experienced in interview techniques. The pairing was based upon geographical location and proximity to each other. Participants interviewed each other in dyads so that each person engaged in an individual semistructured interview that lasted approximately 30 to 45 minutes. Participants were asked during the interviews to describe their journey to a personal adoption of a collaborative model of professional practice. Questions were framed in a chronological order from childhood to the present. All interviews were digitally recorded and transcribed verbatim. In this project, the distinction of researcher and participant was blurred; all of the researchers were participants and had insider status. In consultation with the Chair of the Ethics Board for Health Sciences Research Involving Human Subjects at the University of Western Ontario, it was determined that ethical review was not required, given that all participants were also the researchers, and the authors gave consent for publication of their quotes by signing off on the manuscript.
Data analysis
Participants were asked to define collaborative practice and then to develop narratives about their life and their experiences leading up to their successful engagement in collaborative models of practice. Several themes emerged as important for engaging in collaborative practice, including childhood experiences; societal expectations; influential people, role models, or mentors; positive exposure to collaborative environments; and negative experience in non-collaborative environments. Some challenges emerged as well.
Perspectives on collaborative practice
Theres so little chance that any one persons going to be able to discover whats going to work. Its sort of by definition it has to be a group of people working on behalf of the patient doing that process of discovery. So collaboration for me is about discovery and surprise and experimenting and improvising on behalf of what a person [or a] patient needs or I guess what the team members need, and the foundations of that are probably respectful, trusting relationships. Participants emphasized that it is unnecessary or even impossible to eliminate power differences; however, it is important to recognize them: I think that we cant shift some of the power relationships that exist, ... but weve got to acknowledge that they exist. ... People who are not hung up on themselves holding the power are much more likely to work more comfortably in a collaborative environment. Not that they wont be leaders, not that they wont have authority in some situations (maybe all the time), but theyre not needing that for their self-identity. A positive attitude toward lifelong learning was also emphasized: "Im always open to learning something new. I think being a generalist is very helpful because I am used to thinking about knowledge as broad and my only having pieces of it." Key skills included listening, learning from each other, team decision making, communication, establishing trust, and acting respectfully: Collaborative practice requires mutual trust and respect, sufficient knowledge of each other to, in fact, trust in the skills of the other. That doesnt necessarily mean you had that knowledge before; it means that you create that knowledge exchange very early on in the practice setting, so you can get on with the business [at hand], which is solving the problem for the patient. Participants described key personal qualities that defined collaborative practice, such as introspection or self-reflection, humility, and confidence. One participant said about the notion that any single practitioners self-reflection might lead to appropriate humility, "... Underline that, put it in bold that the self-awareness its ... the humility, the learned humility." At the same time, self-confidence was also noted as an important quality: Being confident enough in your own skills, to be able to be in partnership with other people, I think you have to bring something to the table, but [be] humble enough to recognize that there may be someone else at any one time thats better able to do something than you.
Influences on the choice to practise collaboratively
As the quotes above demonstrate, most of the participants described being raised in families that were fairly liberal, open, and tolerant. This could have shaped attitudes and choices they made as adults, for example, their definitions of collaborative practitioners as respecting and valuing others. Participants described themselves as being very involved in their communities as children, whether they were faith communities, clubs, sports teams, music, or drama: "[W]e were always part of clubs, you know. Brownies and Guides and those sorts of things, and so that sort of participation was really sort of valued and encouraged, [as was] working in groups." Some described themselves in early childhood as being able to easily move between groups: "I was sort of betwixt and between a lot of different groups, so I could . . . find my way into a lot of groupings without being the centre of any of them but could easily move among them. ..." This exposure to teams and groups could have helped to prepare these participants for group collaboration in their professional lives. The childhood feeling of being "betwixt and between" was connected later in this participants story with listening skills, being open to learning from others, and humility: "I always felt I had so much more to learn, so that I feel that everybody can teach me something and Im never sure how much I can teach others. ... Im not sure if thats related to ... that part that I never fit or never felt that I fit in throughout my childhood." Participants connected the liberal values and community involvement experienced in early childhood to later engagement in collaborative models of care.
Social norms
Influential people, role models, and mentors
Positive exposure to collaborative environments
Negative experience in non-collaborative environments
Emotionally abusive supervisors If I look at my whole spectrum of team experience and whats influenced some of my decisions and, you know, passion for interprofessional practice, its some of the negative ones [that] have influenced me as much as the positive ones, and one that sort of stands out in my mind was being in a team conference and with the physician and the OT and the nurse and a patient had come in and had been complaining, complained bitterly of pain and accusing me of not acknowledging her pain; ... the patient left and the physician turned to me and said, "Well what were you thinking? How come you didnt treat her pain or what, whats going on here?" I opened my mouth here to say what I thought and he yelled at me and said "I dont give a f**k what you thought!"... Its funny how you remember these things. ... I can remember it to this day because it was so totally inappropriate and that would be sort of the very low end of my horrible, horrible team experiences. ... But it really influenced me to think people shouldnt have to work in those environments and people shouldnt have those kinds of communications with each other and its really important to have respectful communication.
Professional isolation and silos
Devaluing of certain professions OT students were the lowest rung on the ladder, in the orthopedic training environment particularly, and the specialists would come into rounds. The medical students would be sitting in the front row; you would greet them; you wouldnt greet anybody else. The physio students would make the tea and the OT students would hold the x-rays up to the x-ray box. The fact that there were perfectly good clips on the x-ray box had nothing to do with anything. Others noted that attempts to develop collaborative practice were hampered by the hierarchy: [One physician practised] pseudo-engagement of the community, but [was] really pretty patriarchal in his approach. So I learned from that; I watched that as a participant observer. I watched how hard it is when youve all got the right language, but in fact you [act] in a way that doesnt allow for participation. Through negative experiences with rigid hierarchical models of care, participants learned the value of encouraging genuine participation from all team members.
Benefits of, and challenges to, collaborative practice I think that its very, very difficult to try and do everything for the patient. ... But if you can share some of the responsibility, the evidence is really clear that you provide better care; its just more possible to do. [In my past work] I was involved with sexual assault, sexual abuse work, family violence, which is really difficult work. It saps your energy; it takes everything out; it doesnt give you much back. But if youre working with other people, you can do it. Ive seen this, Ive seen people burnt out; you burn out because you get used up. Collaborative practice protects you from being used up.
Challenges to collaborative practice I think that choosing to work in a collaborative situation or framework [does] not fit with somebody who has an issue with power. ... If that is an issue and they have trouble with sharing this power or the decision making, then they would not be drawn [to] or comfortable [with] or ... able to even survive in that kind of situation without creating a lot of conflict. Sometimes, the struggle to carve out a space for ones professional turf, advocating for ones profession, is at odds with the nature of collaborative practice: "[B]eing in a female-dominated career that was very much in its developmental stages, we were very much advocating for the profession, which in some ways was in conflict with being collaborative." Collaborative models of practice do take more time. Team members must be committed to the belief that the patient benefits resulting from collaboration are worth the extra time involved: "I think often there is a perception that it does take longer, and thats when you see people kind of rolling their eyes about the team meetings and having to be involved in those sorts of decisions. I think thats a deterrent for some."
Transferring the collaborative style to other relationships and settings
In addition, participants described applying the same values and principles in their families: "Ive approached my kids essentially in the same way, in childrearing. ... I was real clear about when I was the leader in that team, but still my children were raised in that sort of environment where their ideas mattered, their thoughts mattered, ... a willing sharing of power and influence."
One unexpected outcome of this study was that participants found that the act of telling their stories to each other was a powerful experience in itself. The reflective process allowed them to think back to early childhood, linking together significant events and people, making sense of their experiences from the perspective of their current professional practice. Doubtless, the stories would be told differently if told again to another listener, with new vignettes highlighted and others left out of the telling. In this way, it is the act of telling their story, rather than the specific content of what is told, that contributes to a feeling of empowerment, in keeping with the literature that emphasizes the narrative nature of medicine and healing.9–13 It is important to note that participants did not know each other well before this study. The iterative process began within the relative safety of dyads. After the stories were shared in the dyads, all participants read each others transcripts and later came together for a group discussion. This process was described as providing a supportive and safe environment in which participants could gradually ease into a group discussion, after establishing trust and mutual respect in the dyad. While the small number of participants included in this qualitative study precludes broad generalizations based on the results, the consistency in results was notable, among participants and with the objective analyst. As stated earlier, the overall purpose of this study was to generate hypotheses regarding factors that might influence engagement in collaborative practice, with a view to further research and possible trials of interventions. The stories told in this study offer insight into key factors that influence adoption of a collaborative style of practising. Several of the participants described being exposed to collaborative practice models and mentors early in their practice. However, negative educational and practice experiences also appear to have been powerful motivators. Poignant examples of negative experiences with associated effects, even many years after the events, point to the lasting effect of these experiences. Participants reported that sharing their stories reinforced their sense of self-efficacy. Repeatedly, participants emphasized their trust and respect for what each member brings to the team. All participants, including physicians, expressed a preference for a less rigid hierarchy. Core values described by these participants were very similar to those found in other studies on successful team functioning.14
Limitations This study has prompted several questions for further study. Can the amplified process of narrative be used as an approach to developing collaborative practitioners? Are participants self-confidence and willingness to tell their stories factors in their receptiveness to collaboration? Does life experience affect ability to develop collaborative partners (through narrative)? Can personal stories be used to confront and eliminate stereotypes and other barriers to collaboration among practitioners?
Conclusion The results of this preliminary qualitative study suggest that life experiences from childhood into later adulthood can and do influence professional choices. Additionally, professional experiences, particularly negative experiences in traditional practice relationships, affect career choices and can lead health care providers to seek collaborative practice models. The use of narrative, or telling ones story, can help to break down professional and personal barriers, helping to build trust and thereby enhancing collaboration. Further study focusing on the research questions identified will illuminate the use of narrative as a tool for facilitating collaborative practice.
This article has been peer reviewed. Dr Herbert and Ms Bainbridge conceived and designed the study, performed initial data collection and coding, contributed substantively to writing the article, and approved the final version of the manuscript. Dr Baptiste, Dr Brajtman, Ms Dryden, Dr Hall, Dr Risdon, and Dr Solomon were each involved in designing the research, data collection, and data coding. In addition, each contributed to and approved the final version of the manuscript. Ms Bickford conducted a secondary analysis of the interview data, wrote the first draft of the manuscript, and approved the final version of the manuscript. None declared
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