Abstract
Objective To identify noncompliance rates for 3-month postvasectomy semen analysis (PVSA) in men who have undergone vasectomy and to explore the self-reported reasons for not completing the 3-month PVSA.
Design Retrospective chart review followed by semistructured telephone interviews.
Setting Two family medicine clinics in Saskatoon, Sask.
Participants Men from the clinics who had undergone vasectomy since 2009. A total of 99 patients completed telephone interviews.
Methods After a review of electronic medical records at 2 family medicine clinics, patients who had undergone vasectomy since 2009 were identified. Upon review of their charts, the number of patients who did not have PVSA results on file was determined. Some of these men were contacted with a predetermined telephone script to discuss reasons for noncompliance.
Main findings The combined noncompliance rate for the 2 clinics was high (60.5%). Three main reasons for not completing the PVSA were identified among the patient responses. These included patients feeling too busy to complete PVSA, patients feeling confident in the physician or procedure immediately after vasectomy, and patients feeling the PVSA process was too inconvenient. Our high noncompliance rates are consistent with other literature. However, the findings might also have been affected by the proportion of patients who had completed their PVSA who were not included in the telephone sample. Rates differed between the 2 clinics; the clinic with the higher compliance rate acts as an academic practice, with more time for appointments and fewer patients being referred from other physicians.
Conclusion Noncompliance rates for PVSA in this study were high. Three main reasons for noncompliance were identified that might help guide counseling opportunities in the future.
Vasectomy is a safe and reliable method of ensuring sterility that is commonly used by couples worldwide as a primary form of contraception.1 In addition to being a safe and common procedure, efficacy rates for vasectomy have been proven to be high, with quoted early failure rates in the range of 0.3% to 9% and late failure rates in the range of 0.04% to 0.08%.2–5 Despite having a relatively low failure rate, proper follow-up in the form of postvasectomy semen analysis (PVSA) is essential in order to confirm sterility and the success of the procedure. One of the main barriers to appropriate follow-up appears to be compliance with PVSA. The literature has consistently shown that many men are not compliant with PVSA (noncompliance rates of 30% or greater).6–8
There has been extensive research looking into whether changing the timing and number of PVSA samples would be enough to improve compliance rates. Evidence now indicates that 1 sample at approximately 3 months after vasectomy provides the best balance between safety and confirmation of sterility while keeping the number of samples as low as possible.6,9,10 However, the 2016 Canadian Urological Association guidelines still state that 2 samples are better than 1.5 Despite good evidence and reasonable consensus on the timing and number of samples, noncompliance rates remain high.11
Multiple studies have proposed reasons for noncompliance that include changes in partners or relationships, a high level of confidence in the procedure or physician, or poor communication about the importance of follow-up.4,12–15 These reasons are limited and have largely been suggested from a hypothetical perspective; there has been little to no effort to contact patients directly to determine their reasons for noncompliance.12,14 Only 1 study used a limited mail-in questionnaire, but there was no effort to identify the most predominant reasons for noncompliance, and the study did not report the response rate.13 Based on these gaps in the literature, we developed the following research questions with hopes of further evaluating PVSA noncompliance:
What are the noncompliance rates for the 3-month PVSA in men who have undergone vasectomy in 2 family medicine clinics in Saskatoon, Sask, since 2009?
What are the self-reported reasons for not completing the 3-month PVSA?
By answering the above questions, we hoped to determine if the noncompliance rates in Saskatoon were high and consistent with previous literature. We also hoped that by determining the primary reasons men do not undergo PVSA we could try to address those concerns during preprocedure counseling, with the goal of improving compliance rates.
METHODS
A mixed-methods design was used consisting predominantly of qualitative data sampling. Before starting data collection, this project was reviewed by the Biomedical Research Ethics Board at the University of Saskatchewan and received an exemption from a research ethics review. Our group conducted a retrospective chart review of men who had undergone vasectomy since 2009; this was followed by telephone interviews. We used 2 sources of patient information for this study, with 1 cohort from an academic family medicine clinic (West Winds Primary Health Centre [WWPHC]) and 1 cohort from a fee-for-service community clinic (City Centre Family Physicians [CCFP]). First, we determined the number of men who had undergone vasectomy, generating a list of patients from both clinics by searching their respective electronic medical record systems using the billing code for the vasectomy procedure. Once we had the total number of patients who had undergone vasectomies, we had to use different methods depending on the clinic to determine if PVSA results were on file because each clinic used a different electronic medical record system. For the academic family medicine clinic, we reviewed each chart manually to determine whether there was a PVSA laboratory result on file. For the community clinic, we were able to search the laboratory results of the patients generated by the vasectomy billing code with the key words semen, post-vas, post vas, and vasectomy to generate the list of PVSA results on file. In order to confirm that these search parameters were correct, the first 200 charts were reviewed in the community clinic to ensure these key words corresponded with the correct laboratory results.
Next, we contacted, by telephone, patients who had undergone vasectomies but who did not have PVSA results on file. Each call adhered to a predetermined telephone script to ensure patient confidentiality, consent, and willingness to participate in the study. Once verbal consent was obtained, patients were asked if they were comfortable disclosing the reason for not completing their 3-month PVSA. Further, we inquired about whether the patients recalled being counseled about the importance of completing their PVSA test. Each patient was also asked if they were interested in pursuing a PVSA at this time after discussing the benefits of the PVSA and the risks of noncompliance. At the end of the conversation, participants were instructed that they could withdraw their response in the future by contacting the researchers and were asked to indicate if they wished to receive a copy of the study results.
We placed telephone calls to every postvasectomy patient from WWPHC without a PVSA result on file. However, owing to the large patient cohort without PVSA results from CCFP, we only placed calls to every third patient on an alphabetized list. This decision was made based on limited time and resources to make more than 1000 telephone calls and the fact that saturation was reached with the sample contacted.
The data were entered into a Microsoft Excel spreadsheet. We did not require the use of any higher-order statistics to analyze the data; compliance rates and responses were calculated using simple percentages and grouped responses. We were then able to report compliance and noncompliance rates for both clinics. Finally, the subjective reasons for not completing PVSA were grouped into several broad categories based on patients’ individual responses using an inductive thematic analysis approach. These categories were determined based on similar themes that were uncovered during our discussions with patients.
FINDINGS
Our chart review identified a total of 1972 patients who had undergone vasectomy (160 from WWPHC and 1812 from CCFP). Of those, 779 patients had PVSA results on file (83 from WWPHC and 696 from CCFP). Of the combined totals, 1193 patients did not have PVSA results on file (77 from WWPHC and 1116 from CCFP). Telephone calls were made to 454 purposefully selected participants, using the semistructured interview script. From those calls, 106 patients answered and 99 agreed to participate (21 from WWPHC and 78 from CCFP) (Table 1).
Total eligible patients and contacted patients
There was a combined compliance rate for PVSA of 39.5% and a substantial combined noncompliance rate of 60.5%. However, it is important to note that these rates differed between the 2 clinics when examined individually. The WWPHC was found to have a lower noncompliance rate of 48.1%, and CCFP alone had a noncompliance rate of 61.6%. The difference between the compliance rates at the academic clinic versus the community clinic was statistically significant. (A 2-tailed z score was calculated; z = −3.3396; P = .00084. The result is significant at P < .01 with a 99% CI.)
The men who had no PVSA results on file gave several consistent responses during our telephone discussions to explain their noncompliance (Table 2). We spoke with a total of 99 men and combined the responses from the 2 clinics. It is important to note that the participants were not limited to a single response; if they gave more than 1 answer, each answer was recorded in the total. A total of 22.2% of men that stated they were confident in the procedure and the physician performing the vasectomy, and therefore did not feel the need for confirmatory testing. Next, 15.2% of men felt inconvenienced by the testing process itself, including hours of operation for the andrology laboratory, its distance from their home, and the need to transport a specimen or provide one in the facility. A total of 28.3% of patients felt that they were too busy to follow through with testing, owing to family, work, or other personal commitments. A total of 13.1% of men simply stated that they were not going to have the test done or admitted that they had procrastinated and put it off for so long that they no longer wished to follow through. Only 6.1% of patients felt too embarrassed by the testing process itself to complete the PVSA, particularly when it came to providing a sample. Additionally, 14.1% of men claimed to have had the test completed at some point, presumably with the results having been forwarded to another health care provider, resulting in no record of their PVSA on file (Figure 1). Furthermore, 3.0% of patients informed us that their vasectomies were less than 3 months ago and that, therefore, PVSA was not yet due. Some patients (10.1%) also stated that they simply forgot to complete the PVSA. Finally, 5.1% of patients gave unique responses that did not fit into any of the aforementioned categories.
Participants’ self-reported reasons for not completing PVSA
CCFP—City Centre Family Physicians, PVSA—postvasectomy semen analysis, WWPHC—West Winds Primary Health Centre.
Overview of patients’ self-reported reasons for not completing PVSA
There are some additional results worth mentioning surrounding PVSA counseling done after the procedure and over the telephone when we contacted these men (Table 3). A total of 97.0% of men recalled being counseled about the importance of having PVSA completed in order to confirm sterility. After our discussions with the men who had not completed PVSA, 24.2% expressed that they were now interested in pursuing PVSA, and 7.1% indicated they would now consider the possibility of PVSA testing in the future. Those who expressed interest in PVSA were then referred back to their family doctors with instructions on how to get testing done, and those who would consider PVSA in the future were encouraged to discuss this further with their family doctors.
Recollection of PVSA counseling and willingness to pursue PVSA now
DISCUSSION
While we identified high noncompliance rates, consistent with previous studies, our noncompliance rates differed somewhat from those that have been reported in the literature. We also found a difference between the noncompliance rates from the 2 clinics that we examined. Noncompliance rates have typically been 30% or higher6–8 in previous studies, with a recent Canadian study from Dalhousie University in Halifax, NS,12 reporting a noncompliance rate of 47.9%. The noncompliance rate at WWPHC (48.1%) appears to be consistent with rates found in previous studies. However, CCFP had a higher noncompliance rate of 61.6%. The reason for the difference between these 2 clinics is unclear; however, there are several factors that might be contributing to the higher noncompliance rates at CCFP. The WWPHC is an academic practice with resident physicians and longer appointment times. Attending physicians at WWPHC review resident notes and counseling procedures to ensure PVSA counseling is emphasized. The CCFP also performs a higher number of vasectomies overall, with a greater number of external consultations for which follow-up is more challenging (no regular source of updated contact information, no routine follow-up, etc). It is also important to note that both clinics routinely provide postprocedure handouts with instructions for PVSA testing.
Additional reasons for higher noncompliance rates in this study might include the fact that some patients indicated that they had completed the PVSA despite not having a record of this on file. A total of 17 patients in the study reported completing the PVSA or stated that it was not yet due, but this number could potentially be higher if more men were successfully contacted. In terms of the categories of responses we received regarding PVSA noncompliance, responses were similar between WWPHC and CCFP. There were some slight differences between the clinics, but 3 categories accounted for most of the responses. These categories included patients feeling they were too busy (28.3%), men feeling confident in the procedure or physician (22.2%), and men feeling inconvenienced by the testing process (15.2%). If compliance rates in Saskatoon are to improve, counseling regarding these specific responses might help increase compliance. This counseling could potentially take place before or immediately after the procedure, or in the form of a follow-up visit or reminder (telephone call, mailed letter, e-mail, text message, etc). It might be helpful for the physician to stress that despite a busy lifestyle, the PVSA is still paramount to confirming sterility and that unexpected pregnancies are more time consuming than an appointment at the andrology laboratory. Physicians should also stress that despite confidence in the procedure, vasectomy failure is still a possibility.
Limitations
One limitation of our study was that there was not adequate time to contact every patient without a PVSA result on file. As mentioned, we called every third patient with no PVSA result on file from CCFP, meaning our selection process was not truly random. Because of this process, we might potentially be missing additional men who have completed or plan to complete a PVSA when it is due. The men who were not contacted might have also given other unique responses different from those we noted. However, further sampling was deemed to be unnecessary as saturation had been reached, and very few responses were categorized as “other.” Another limitation is that some of the patients without a PVSA result might have been missed during the chart review.
Very limited demographic data were collected for participants. It would be interesting to determine whether differences in patient age, education, or income level might have contributed to the differences in results.
Conclusion
Noncompliance rates with PVSA in this study were high, which is consistent with previous studies. The most common reasons given for noncompliance included men feeling too busy to complete the test, feeling confident in the physician or the procedure’s success, or feeling inconvenienced by the PVSA process itself. We hope that this information might help guide future counseling opportunities. By addressing these common concerns before or immediately after vasectomy, men might be more likely to follow through with PVSA.
Recommendations for future studies could include sampling men who did complete PVSA to determine their main reasons for completing the test. Additional studies might also take a more in-depth approach by examining demographic characteristics and comparing men who have or have not completed the PVSA based on age, location, and various social determinants of health. Further consideration could be given to a potential prospective study using different counseling or reminder techniques (eg, letter vs telephone call) aimed at improving PVSA adherence.
Acknowledgments
We thank Drs Steven Goluboff and Tom Gabruch (from City Centre Family Physicians) and Ms Rob Wesson (Office Manager at City Centre Family Physicians) for their support, and the other authors thank Dr Muller for acting as the supervising faculty member for this project.
Notes
Editor’s key points
▸ Vasectomy is a safe and reliable form of permanent contraception, but a 3-month postvasectomy semen analysis (PVSA) is required in order to confirm sterility. Previous studies have found high PVSA noncompliance rates, but few studies have examined patients’ reasons for noncompliance.
▸ Reasons participants gave for not completing PVSA included feeling too busy (28.3%), feeling confident in the physician or procedure (22.2%), and feeling the PVSA process was too inconvenient (15.2%). Only 6.1% of patients felt too embarrassed by the testing process itself. Some patients without results on file also reported having already completed PVSA. After participating in the interview, about one-third of patients indicated that they were now interested in completing PVSA or would be in the future.
▸ Future studies might benefit from sampling men who did complete their PVSA to determine their reasons for completion. Future studies might also compare demographic data between compliant and noncompliant groups or examine the prospective use of various counseling or reminder techniques.
Points de repère du rédacteur
▸ La vasectomie est un moyen sûr et efficace de contraception permanente, mais il faut une analyse du sperme 3 mois après la vasectomie (ASAV) pour confirmer la stérilité. Des études antérieures ont fait valoir des taux élevés de nonconformité aux ASAV, mais rares sont celles qui se sont penchées sur les motifs des patients de s’en abstenir.
▸ Parmi les motifs qu’ont exprimés les participants de ne pas subir une ASAV figuraient le fait d’être trop occupés (28,3 %), leur confiance envers le médecin ou l’intervention (22,2 %), et le sentiment que l’ASAV était trop contraignante (15,2 %). Seulement 6,1 % des patients étaient trop mal à l’aise avec le processus même de l’analyse. Certains patients qui n’avaient aucun résultat consigné au dossier ont aussi signalé avoir déjà subi une ASAV. Après avoir participé à une entrevue, environ le tiers des patients ont rapporté qu’ils étaient intéressés maintenant à subir une ASAV ou le seraient à l’avenir.
▸ Les études futures auraient intérêt à échantillonner des hommes qui ont subi une ASAV pour déterminer leurs raisons de le faire. Elles pourraient aussi comparer les données démographiques entre les groupes qui s’y sont conformés ou non, ou encore examiner l’utilisation prospective de divers counselings ou techniques de rappel.
Footnotes
Contributors
Drs Diederichs, McMahon, and Tomas contributed to project design, data gathering, data analysis and interpretation, and manuscript preparation and editing. Dr Muller contributed to project design and manuscript preparation and editing, and he was the project supervisor.
Competing interests
None declared
This article has been peer reviewed.
Cet article a fait l’objet d’une révision par des pairs.
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